MANULIFE ASSET MANAGEMENT (US) LLC
|
|
MANULIFE ASSET MANAGEMENT (US) LLC
(CRD# 106435)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Aug 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$182.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
17%
of RAUM.
Non-US investors represent
28%
.
|
|
MANULIFE ASSET MANAGEMENT (US) LLC
also reported in
Mar 2019
-
269
employees,
with
111
performing advisory functions.
-
A total of 3 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
MANULIFE ASSET MANAGEMENT (US) LLC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
MANULIFE ASSET MANAGEMENT (US) LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2017, AL-Mar 2017, AR-Jan 1994, AZ-Mar 2017, CA-Mar 2017
, CO-Jul 2001, CT-Mar 2017, DC-Mar 1994, DE-Mar 2017, FL-Mar 2017
, GA-Mar 2017, HI-Mar 2017, IA-Mar 2017, ID-Mar 2017, IL-Jul 1993
, IN-Mar 2017, KS-Mar 2017, KY-May 1993, LA-Mar 2017, MA-Nov 2002
, MD-Jun 1993, ME-Mar 2017, MI-Mar 2017, MN-Mar 2017, MO-Apr 1993
, MS-Mar 2017, MT-Mar 2017, NC-Feb 2001, ND-Mar 2017, NE-Mar 2017
, NH-Mar 2016, NJ-Apr 2016, NM-May 1998, NV-Mar 2017, NY-Jun 1993
, OH-Apr 1999, OK-Mar 2016, OR-Mar 2017, PA-Apr 1993, RI-Mar 2017
, SC-Mar 2017, SD-Mar 2017, TN-Mar 2017, TX-Jun 1993, UT-Mar 2017
, VA-Mar 2016, VT-Mar 2017, WA-Mar 2017, WI-Mar 2017, WV-Mar 2017
, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
