MANAGED ACCOUNT ADVISORS LLC
|
|
MANAGED ACCOUNT ADVISORS LLC
(CRD# 142558)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Jersey City, NJ.
The SEC approved the firm to operate as an RIA in
Feb 2007.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$342.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
|
|
MANAGED ACCOUNT ADVISORS LLC
also reported in
Mar 2019
-
76
employees,
with
45
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
MANAGED ACCOUNT ADVISORS LLC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
MANAGED ACCOUNT ADVISORS LLC has Notice Filings with the following State Securities Authorities:
AK-Feb 2007, AL-Mar 2007, AR-Mar 2007, AZ-Feb 2007, CA-Feb 2007
, CO-Feb 2007, CT-Feb 2007, DC-Feb 2007, DE-Mar 2007, FL-Feb 2007
, GA-Feb 2007, HI-Feb 2007, IA-Mar 2007, ID-Feb 2007, IL-Mar 2007
, IN-Feb 2007, KS-Feb 2007, KY-Feb 2007, LA-Feb 2007, MA-Feb 2007
, MD-Feb 2007, ME-Feb 2007, MI-Feb 2007, MN-Feb 2007, MO-Feb 2007
, MS-Feb 2007, MT-Feb 2007, NC-Feb 2007, ND-Feb 2007, NE-Feb 2007
, NH-Feb 2007, NJ-Mar 2007, NM-Feb 2007, NV-Feb 2007, NY-Feb 2007
, OH-Feb 2007, OK-Feb 2007, OR-Feb 2007, PA-Feb 2007, PR-Feb 2007
, RI-Feb 2007, SC-Feb 2007, SD-Mar 2007, TN-Mar 2007, TX-Feb 2007
, UT-Feb 2007, VA-Feb 2007, VI-Dec 2007, VT-Feb 2007, WA-Feb 2007
, WI-Feb 2007, WV-Feb 2007, WY-Jul 2017
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
