MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
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MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
(CRD# 105390)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Philadelphia, PA.
The SEC approved the firm to operate as an RIA in
May 1988.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$158.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
5%
of RAUM.
Non-US investors represent
7%
.
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MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
also reported in
Aug 2018
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611
employees,
with
128
performing advisory functions.
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A total of 5 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST has one or more disclosure events currently on file with the SEC.
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MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST has Notice Filings with the following State Securities Authorities: AK-Apr 2001, AL-Apr 2001, AR-May 2001, AZ-Apr 2001, CA-Feb 2000
, CO-Jan 1999, CT-Apr 2001, DC-May 2001, DE-Aug 2003, FL-Mar 2000
, GA-Apr 1989, HI-Apr 2001, IA-Feb 2000, ID-Apr 2001, IL-May 2001
, IN-Jan 2001, KS-Apr 2001, KY-Apr 2001, LA-Apr 2001, MA-Jan 2001
, MD-Apr 2001, ME-Apr 2001, MI-Apr 2001, MN-Oct 1997, MO-Apr 2001
, MS-Apr 2001, MT-Apr 2001, NC-Apr 2001, ND-Apr 2001, NE-Apr 2001
, NH-Apr 2001, NJ-Apr 2001, NM-Apr 2001, NV-Apr 2001, NY-Feb 2000
, OH-Apr 2001, OK-Oct 2001, OR-Apr 2001, PA-Jul 1998, PR-Apr 2001
, RI-Apr 2001, SC-Apr 2001, SD-Apr 2001, TN-Oct 2001, TX-Dec 1998
, UT-Apr 2001, VA-Apr 2001, VT-Apr 2001, WA-Apr 2001, WI-Apr 2001
, WV-Apr 2001
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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