LSV ASSET MANAGEMENT
|
|
LSV ASSET MANAGEMENT
(CRD# 109918)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Nov 1994.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$105.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
25%
of RAUM.
Non-US investors represent
23%
.
|
|
LSV ASSET MANAGEMENT
also reported in
Mar 2019
-
43
employees,
with
12
performing advisory functions.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
LSV ASSET MANAGEMENT has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
LSV ASSET MANAGEMENT has Notice Filings with the following State Securities Authorities:
AK-Mar 2005, AL-Mar 2005, AR-Mar 2005, AZ-Mar 2005, CA-Jul 20
, CO-Mar 2005, CT-Sep 2003, DC-Oct 2001, DE-Jul 2003, FL-Sep 2
, GA-Mar 2005, IA-Mar 2005, ID-Mar 2005, IL-Jan 1998, IN-Mar 2
, KS-Mar 2005, KY-Mar 2005, LA-Oct 2001, MA-Oct 2001, MD-Oct 2
, ME-Mar 2005, MI-Mar 2005, MN-Mar 2005, MO-Sep 2003, MS-Mar 2
, MT-Mar 2005, NC-Mar 2005, ND-Mar 2005, NE-Mar 2005, NH-Oct 2
, NJ-Dec 2001, NM-Mar 2005, NV-Mar 2005, NY-Jan 2003, OH-Sep 2
, OK-Mar 2005, OR-Mar 2005, PA-Jan 2003, RI-Mar 2005, SC-Mar 2
, SD-Mar 2005, TN-Mar 2005, UT-Mar 2005, VA-Sep 2003, VI-Mar 2
, VT-Mar 2005, WA-Mar 2005, WI-Mar 2005, WV-Mar 2005
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
