LEGG MASON PRIVATE PORTFOLIO GROUP, LLC
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LEGG MASON PRIVATE PORTFOLIO GROUP, LLC
(CRD# 142219)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2007.
In
Dec 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$76.0 Billion,
with discretion over
69%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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LEGG MASON PRIVATE PORTFOLIO GROUP, LLC
also reported in
Dec 2018
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10
employees,
with
0
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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LEGG MASON PRIVATE PORTFOLIO GROUP, LLC has one or more disclosure events currently on file with the SEC.
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LEGG MASON PRIVATE PORTFOLIO GROUP, LLC has Notice Filings with the following State Securities Authorities: AK-Apr 2007, AL-Apr 2007, AR-Apr 2007, AZ-Apr 2007, CA-Apr 2007
, CO-Apr 2007, CT-Apr 2007, DC-Apr 2007, DE-Apr 2007, FL-Apr 2007
, GA-Apr 2007, HI-Apr 2007, IA-Apr 2007, ID-Apr 2007, IL-May 2007
, IN-Apr 2007, KS-Apr 2007, KY-Apr 2007, LA-Apr 2007, MA-Apr 2007
, MD-Apr 2007, ME-Apr 2007, MI-Apr 2007, MN-Jan 2007, MO-Apr 2007
, MS-Apr 2007, MT-Apr 2007, NC-Apr 2007, ND-Apr 2007, NE-Apr 2007
, NH-Apr 2007, NJ-Apr 2007, NM-Apr 2007, NV-Apr 2007, NY-Apr 2007
, OH-Apr 2007, OK-Apr 2007, OR-Apr 2007, PA-Apr 2007, PR-Apr 2007
, RI-Apr 2007, SC-Apr 2007, SD-May 2007, TN-Apr 2007, TX-Apr 2007
, UT-Apr 2007, VA-Apr 2007, VI-Jun 2008, VT-Apr 2007, WA-Apr 2007
, WI-Apr 2007, WV-Apr 2007, WY-Oct 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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