LEGG MASON PARTNERS FUND ADVISOR, LLC
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LEGG MASON PARTNERS FUND ADVISOR, LLC
(CRD# 140432)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
May 2006.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$203.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
14%
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LEGG MASON PARTNERS FUND ADVISOR, LLC
also reported in
Sep 2018
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11
employees,
with
0
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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LEGG MASON PARTNERS FUND ADVISOR, LLC has one or more disclosure events currently on file with the SEC.
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LEGG MASON PARTNERS FUND ADVISOR, LLC has Notice Filings with the following State Securities Authorities:
CT-May 2006, FL-Apr 2016
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