LAZARD ASSET MANAGEMENT LLC
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LAZARD ASSET MANAGEMENT LLC
(CRD# 122836)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Dec 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$140.2 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
8%
of RAUM.
Non-US investors represent
27%
.
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LAZARD ASSET MANAGEMENT LLC
also reported in
Mar 2019
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498
employees,
with
267
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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LAZARD ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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LAZARD ASSET MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AK-Dec 2002, AL-Dec 2002, AR-Dec 2002, AZ-Dec 2002, CA-Dec 2002
, CO-Nov 2010, CT-Apr 2003, DC-Dec 2002, DE-Jul 2003, FL-Jan 2003
, GA-Dec 2002, HI-Dec 2002, IA-Dec 2002, ID-Dec 2002, IL-Jan 2003
, IN-Dec 2002, KS-Dec 2002, KY-Dec 2002, LA-Dec 2002, MA-Dec 2002
, MD-Dec 2002, ME-Dec 2002, MI-Dec 2002, MN-Jan 2003, MO-Dec 2002
, MS-Dec 2002, MT-Dec 2002, NC-Dec 2002, ND-Dec 2002, NE-Dec 2002
, NH-Dec 2002, NJ-Dec 2002, NM-Dec 2002, NV-Dec 2002, NY-Dec 2002
, OH-Dec 2002, OK-Dec 2002, OR-Dec 2002, PA-Dec 2002, PR-Dec 2002
, RI-Dec 2002, SC-Dec 2002, SD-Dec 2002, TN-Dec 2002, TX-Jan 2003
, UT-Dec 2002, VA-Dec 2002, VT-Dec 2002, WA-Dec 2002, WI-Dec 2002
, WV-Jan 2003
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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