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KOREA INVESTMENT MANAGEMENT CO., LTD.
KOREA INVESTMENT MANAGEMENT CO., LTD. (CRD# 173361) is an SEC-Registered Investment Advisor (RIA), headquartered in Seoul, Korea, South. The SEC approved the firm to operate as an RIA in Jan 2015. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $40.7 Billion, with discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 59% of RAUM.   Non-US investors represent 100% .  
 
KOREA INVESTMENT MANAGEMENT CO., LTD. also reported in Mar 2019
  • 263 employees, with 121 performing advisory functions.
  • A total of 3 office locations.
  • Registration with one or more foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
KOREA INVESTMENT MANAGEMENT CO., LTD. has one or more disclosure events currently on file with the SEC.
 

View KOREA INVESTMENT MANAGEMENT CO., LTD.'s most recent Form ADV filing
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KOREA INVESTMENT MANAGEMENT CO., LTD. has No Notice Filings with State Securities Authorities.


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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