JOHN HANCOCK ADVISERS, LLC
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JOHN HANCOCK ADVISERS, LLC
(CRD# 105790)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Dec 1971.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$183.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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JOHN HANCOCK ADVISERS, LLC
also reported in
Mar 2019
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376
employees,
with
46
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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JOHN HANCOCK ADVISERS, LLC has one or more disclosure events currently on file with the SEC.
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JOHN HANCOCK ADVISERS, LLC has Notice Filings with the following State Securities Authorities:
AK-Nov 2018, AL-Nov 2018, AR-Nov 2018, AZ-Nov 2018, CA-Nov 20
, CO-Nov 2018, CT-Nov 2018, DC-Nov 2018, DE-Nov 2018, FL-Nov 2
, GA-Nov 2018, HI-Nov 2018, IA-Nov 2018, ID-Nov 2018, IL-Nov 2
, IN-Nov 2018, KS-Nov 2018, KY-Nov 2018, LA-Nov 2018, MA-Nov 2
, MD-Nov 2018, ME-Nov 2018, MI-Nov 2018, MN-Nov 2018, MO-Nov 2
, MS-Nov 2018, MT-Nov 2018, NC-Nov 2018, ND-Nov 2018, NE-Nov 2
, NH-Nov 2018, NJ-Nov 2018, NM-Nov 2018, NV-Nov 2018, NY-Nov 2
, OH-Nov 2018, OK-Nov 2018, OR-Nov 2018, PA-Nov 2018, PR-Nov 2
, RI-Nov 2018, SC-Nov 2018, SD-Nov 2018, TN-Nov 2018, TX-Nov 2
, UT-Nov 2018, VA-Nov 2018, VI-Nov 2018, VT-Nov 2018, WA-Nov 2
, WI-Nov 2018, WV-Nov 2018, WY-Nov 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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