JANUS CAPITAL MANAGEMENT LLC
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JANUS CAPITAL MANAGEMENT LLC
(CRD# 104652)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Denver, CO.
The SEC approved the firm to operate as an RIA in
Jul 1978.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$168.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
12%
of RAUM.
Non-US investors represent
14%
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JANUS CAPITAL MANAGEMENT LLC
also reported in
Mar 2019
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923
employees,
with
98
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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JANUS CAPITAL MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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JANUS CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
AK-Apr 2005, AL-Mar 2005, AR-Apr 2005, AZ-Mar 2005, CA-Aug 1979
, CO-Jan 2001, CT-Jan 2001, DC-Mar 2005, DE-Apr 2005, FL-Jan 2001
, GA-Dec 2004, HI-Dec 2004, IA-Apr 2005, ID-Mar 2005, IL-Apr 1998
, IN-Apr 2001, KS-Mar 2005, KY-Mar 2005, LA-Mar 2005, MA-Apr 1998
, MD-May 2001, ME-Mar 2005, MI-Oct 1998, MN-Jun 1984, MO-Dec 1993
, MS-Mar 2005, MT-Mar 2005, NC-Jan 2003, ND-Mar 2005, NE-Mar 2005
, NH-Feb 2000, NJ-Apr 1988, NM-Mar 2005, NV-Mar 2005, NY-Nov 2000
, OH-Sep 1999, OK-Feb 2000, OR-Mar 2005, PA-Feb 2000, PR-Mar 2005
, RI-Mar 2005, SC-Mar 2005, SD-Mar 2005, TN-Apr 2005, TX-Jan 1997
, UT-Mar 2005, VA-Jan 2001, VI-May 2008, VT-Mar 2005, WA-Jan 2003
, WI-May 1998, WV-Mar 2005, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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