IVY INVESTMENTS
|
|
IVY INVESTMENTS
(CRD# 123381)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Overland Park, KS.
The SEC approved the firm to operate as an RIA in
Oct 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$67.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
0%
.
|
|
IVY INVESTMENTS
also reported in
Mar 2019
-
145
employees,
with
96
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
IVY INVESTMENTS has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
IVY INVESTMENTS has Notice Filings with the following State Securities Authorities: KS-Mar 2004, LA-Mar 2019, OK-Mar 2018, TX-Mar 2019
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
