HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
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HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
(CRD# 154700)
is an SEC-Registered Investment Advisor (RIA), headquartered in
London, United Kingdom.
The SEC approved the firm to operate as an RIA in
Oct 2010.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$70.6 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
61%
of RAUM.
Non-US investors represent
97%
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HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED
also reported in
Mar 2019
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389
employees,
with
156
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED has one or more disclosure events currently on file with the SEC.
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HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED has No Notice Filings with State Securities Authorities.
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