HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
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HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
(CRD# 105193)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hong Kong, Hong Kong.
The SEC approved the firm to operate as an RIA in
Jul 1987.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$74.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
38%
of RAUM.
Non-US investors represent
100%
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HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED
also reported in
Mar 2019
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232
employees,
with
105
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED has one or more disclosure events currently on file with the SEC.
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HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED has No Notice Filings with State Securities Authorities.
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