HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
(CRD# 114649)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Sep 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$27.8 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
7%
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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
also reported in
Mar 2019
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60
employees,
with
29
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
CA-Sep 2001, IL-Mar 2018, MA-Mar 2012, NJ-May 2006, OK-Sep 2001
, PA-Mar 2005, TX-Sep 2001
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