HIGHTOWER ADVISORS, LLC
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HIGHTOWER ADVISORS, LLC
(CRD# 145323)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Oct 2008.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$48.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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HIGHTOWER ADVISORS, LLC
also reported in
Mar 2019
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566
employees,
with
344
performing advisory functions.
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A total of 71 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HIGHTOWER ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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HIGHTOWER ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AK-Feb 2009, AL-Feb 2009, AR-Feb 2009, AZ-Oct 2008, CA-Oct 20
, CO-Oct 2008, CT-Oct 2008, DC-Oct 2008, DE-Oct 2008, FL-Oct 2
, GA-Oct 2008, HI-Nov 2008, IA-Oct 2008, ID-Oct 2008, IL-Oct 2
, IN-Oct 2008, KS-Oct 2008, KY-Oct 2008, LA-Feb 2009, MA-Feb 2
, MD-Oct 2008, ME-Feb 2009, MI-Oct 2008, MN-Oct 2008, MO-Oct 2
, MS-Oct 2008, MT-Feb 2009, NC-Oct 2008, ND-Feb 2009, NE-Feb 2
, NH-Feb 2009, NJ-Oct 2008, NM-Oct 2008, NV-Oct 2008, NY-Oct 2
, OH-Oct 2008, OK-Feb 2009, OR-Oct 2008, PA-Oct 2008, PR-Feb 2
, RI-Nov 2008, SC-Feb 2009, SD-Feb 2009, TN-Feb 2009, TX-Oct 2
, UT-Oct 2008, VA-Nov 2008, VT-Nov 2008, WA-Oct 2008, WI-Oct 2
, WV-Feb 2009, WY-Mar 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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