HARTFORD INVESTMENT MANAGEMENT COMPANY
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HARTFORD INVESTMENT MANAGEMENT COMPANY
(CRD# 106699)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hartford, CT.
The SEC approved the firm to operate as an RIA in
Dec 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$94.0 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
21%
of RAUM.
Non-US investors represent
2%
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HARTFORD INVESTMENT MANAGEMENT COMPANY
also reported in
Mar 2019
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280
employees,
with
109
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HARTFORD INVESTMENT MANAGEMENT COMPANY has one or more disclosure events currently on file with the SEC.
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HARTFORD INVESTMENT MANAGEMENT COMPANY has Notice Filings with the following State Securities Authorities: CT-Oct 1997
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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SEC. Feel free to contact
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