HARTFORD FUNDS
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HARTFORD FUNDS
(CRD# 147746)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wayne, PA.
The SEC approved the firm to operate as an RIA in
Oct 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$103.3 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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HARTFORD FUNDS
also reported in
Mar 2019
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354
employees,
with
29
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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HARTFORD FUNDS has one or more disclosure events currently on file with the SEC.
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HARTFORD FUNDS has Notice Filings with the following State Securities Authorities: CA-Jan 2015, CT-Jan 2015, FL-Jan 2015, GA-Jan 2015, IL- MA-Mar 2018, MD-Jan 2015, MI-Sep 2015, MN-Mar 2018, NJ-<
, OH-Jan 2015, PA-Jan 2015, SC-Jan 2015, WA-Mar 2018, WI-<
, WV-Jun 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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