HARRIS ASSOCIATES LP
|
|
HARRIS ASSOCIATES LP
(CRD# 106960)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Sep 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$107.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
10%
of RAUM.
Non-US investors represent
16%
.
|
|
HARRIS ASSOCIATES LP
also reported in
Mar 2019
-
201
employees,
with
40
performing advisory functions.
-
Registration with one or more foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
HARRIS ASSOCIATES LP has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
HARRIS ASSOCIATES LP has Notice Filings with the following State Securities Authorities:
AK-Aug 2002, AL-May 2002, AR-Aug 2002, AZ-Aug 1994, CA-Oct 19
, CO-Apr 2002, CT-Nov 2001, DC-Nov 2001, DE-Aug 2003, FL-Mar 1
, GA-Sep 1989, HI-Aug 2002, IA-Sep 1999, ID-Aug 2002, IL-Sep 1
, IN-Nov 2001, KS-Apr 2002, KY-Apr 2002, LA-Apr 2002, MA-Nov 2
, MD-Nov 2001, ME-Aug 2002, MI-Jan 2001, MN-Mar 1992, MO-May 1
, MS-Aug 2002, MT-Aug 2002, NC-Nov 2001, ND-Aug 2002, NE-Apr 2
, NH-Dec 1995, NJ-Dec 2001, NM-Sep 1995, NV-Aug 2002, NY-Jun 1
, OH-Oct 1999, OK-Aug 2002, OR-Nov 1995, PA-Feb 1996, PR-Aug 2
, RI-Apr 1994, SC-Sep 2003, SD-Aug 2002, TN-Feb 1992, TX-Oct 1
, UT-Aug 2002, VA-Sep 1995, VI-Mar 2008, VT-Sep 1995, WA-Jul 1
, WI-Jan 1993, WV-Aug 2002, WY-Jan 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
