GW&K INVESTMENT MANAGEMENT, LLC
|
|
GW&K INVESTMENT MANAGEMENT, LLC
(CRD# 121942)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Nov 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$37.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
4%
of RAUM.
Non-US investors represent
4%
.
|
|
GW&K INVESTMENT MANAGEMENT, LLC
also reported in
Mar 2019
-
148
employees,
with
54
performing advisory functions.
-
A total of 3 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
GW&K INVESTMENT MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
GW&K INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AK-Nov 2002, AL-Nov 2002, AR-Nov 2002, AZ-Nov 2002, CA-Nov 2002
, CO-Nov 2002, CT-Nov 2002, DC-Nov 2002, DE-Aug 2003, FL-Nov 2002
, GA-Nov 2002, HI-Nov 2002, IA-Nov 2002, ID-Nov 2002, IL-Dec 2002
, IN-Nov 2002, KS-Nov 2002, KY-Nov 2002, LA-Nov 2002, MA-Nov 2002
, MD-Nov 2002, ME-Nov 2002, MI-Nov 2002, MN-Nov 2002, MO-Nov 2002
, MS-Nov 2002, MT-Nov 2002, NC-Nov 2002, ND-Nov 2002, NE-Nov 2002
, NH-Nov 2002, NJ-Nov 2002, NM-Nov 2002, NV-Nov 2002, NY-Nov 2002
, OH-Nov 2002, OK-Nov 2002, OR-Nov 2002, PA-Nov 2002, PR-Nov 2002
, RI-Nov 2002, SC-Nov 2002, SD-Nov 2002, TN-Nov 2002, TX-Jan 2003
, UT-Nov 2002, VA-Nov 2002, VT-Nov 2002, WA-Nov 2002, WI-Nov 2002
, WV-Nov 2002, WY-Mar 2019
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
