GREAT-WEST CAPITAL MANAGEMENT, LLC
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GREAT-WEST CAPITAL MANAGEMENT, LLC
(CRD# 107272)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwood Village, CO.
The SEC approved the firm to operate as an RIA in
Jun 1996.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$39.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
7%
of RAUM.
Non-US investors represent
0%
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GREAT-WEST CAPITAL MANAGEMENT, LLC
also reported in
Mar 2019
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142
employees,
with
48
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GREAT-WEST CAPITAL MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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GREAT-WEST CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2018, AL-Mar 2018, AR-Mar 2018, AZ-Mar 2018, CA-Mar 2015
, CO-Jan 1999, CT-Mar 2018, DC-Mar 2018, DE-Mar 2018, FL-Mar 2016
, GA-Mar 2016, HI-Mar 2018, IA-Mar 2018, ID-Mar 2018, IL-Apr 2018
, IN-Mar 2017, KS-Mar 2015, KY-Mar 2018, LA-Mar 2018, MA-Mar 2017
, MD-Mar 2018, ME-Mar 2018, MI-Mar 2016, MN-Mar 2018, MO-Mar 2018
, MS-Mar 2018, MT-Mar 2018, NC-Mar 2016, ND-Mar 2018, NE-Mar 2018
, NH-Mar 2018, NJ-May 2018, NM-Mar 2018, NV-Mar 2018, NY-Mar 2017
, OH-Mar 2016, OK-Mar 2016, OR-Mar 2015, PA-Mar 2012, RI-Mar 2018
, SC-Mar 2015, SD-Mar 2018, TN-Mar 2015, TX-Mar 2016, UT-Mar 2018
, VA-Mar 2012, VT-Mar 2018, WA-Mar 2018, WI-Mar 2018, WV-Mar 2018
, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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