GOLDMAN SACHS ASSET MANAGEMENT, L.P.
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GOLDMAN SACHS ASSET MANAGEMENT, L.P.
(CRD# 107738)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Oct 1990.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$902.5 Billion,
with discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
24%
of RAUM.
Non-US investors represent
17%
.
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GOLDMAN SACHS ASSET MANAGEMENT, L.P.
also reported in
Mar 2019
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1366
employees,
with
896
performing advisory functions.
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A total of 10 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GOLDMAN SACHS ASSET MANAGEMENT, L.P. has one or more disclosure events currently on file with the SEC.
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GOLDMAN SACHS ASSET MANAGEMENT, L.P. has Notice Filings with the following State Securities Authorities:
AK-Apr 2003, AL-Jun 2003, AR-Apr 2003, AZ-Apr 2003, CA-Apr 2003
, CO-Apr 2003, CT-Apr 2003, DC-Apr 2003, DE-Apr 2003, FL-Apr 2003
, GA-Apr 2003, HI-Apr 2003, IA-Apr 2003, ID-Apr 2003, IL-Jul 2003
, IN-Apr 2003, KS-Apr 2003, KY-Apr 2003, LA-Apr 2003, MA-Apr 2003
, MD-Apr 2003, ME-Apr 2003, MI-Apr 2003, MN-Apr 2003, MO-Apr 2003
, MS-Apr 2003, MT-Apr 2003, NC-Apr 2003, ND-Apr 2003, NE-Apr 2003
, NH-Apr 2003, NJ-May 2003, NM-Apr 2003, NV-Apr 2003, NY-Apr 2003
, OH-Apr 2003, OK-Apr 2003, OR-Apr 2003, PA-Apr 2003, PR-Apr 2003
, RI-Apr 2003, SC-Apr 2003, SD-May 2003, TN-Apr 2003, TX-Apr 2003
, UT-Apr 2003, VA-Apr 2003, VI-Mar 2012, VT-Apr 2003, WA-Apr 2003
, WI-Apr 2003, WV-Apr 2003
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
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