GLOBAL RETIREMENT PARTNERS LLC
|
|
GLOBAL RETIREMENT PARTNERS LLC
(CRD# 172011)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Rafael, CA.
The SEC approved the firm to operate as an RIA in
Jul 2014.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$40.1 Billion,
with discretion over
17%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
GLOBAL RETIREMENT PARTNERS LLC
also reported in
Mar 2019
-
241
employees,
with
236
performing advisory functions.
-
A total of 85 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
GLOBAL RETIREMENT PARTNERS LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
GLOBAL RETIREMENT PARTNERS LLC has Notice Filings with the following State Securities Authorities: AK-Sep 2014, AL-Sep 2014, AR-Sep 2014, AZ-Sep 2014, CA-Jul 2014
, CO-Sep 2014, CT-Sep 2014, DC-Sep 2014, DE-Sep 2014, FL-Sep 2014
, GA-Aug 2014, HI-Sep 2014, IA-Aug 2016, ID-Sep 2014, IL-Sep 2014
, IN-Sep 2014, KS-Oct 2014, KY-Mar 2015, LA-Mar 2019, MA-Aug 2014
, MD-Sep 2014, ME-Jan 2015, MI-Sep 2014, MN-Apr 2016, MO-Sep 2014
, MT-Sep 2014, NC-Sep 2016, NE-Sep 2014, NH-Apr 2015, NJ-Sep 2014
, NM-Oct 2014, NV-Sep 2014, NY-Aug 2014, OH-Sep 2014, OK-Apr 2016
, OR-Sep 2014, PA-Sep 2014, RI-Dec 2014, SC-Aug 2014, SD-Mar 2015
, TN-Sep 2014, TX-Sep 2014, UT-Mar 2015, VA-Sep 2014, VT-May 2016
, WA-Sep 2014, WI-Sep 2014, WV-Sep 2014
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
