GEODE CAPITAL MANAGEMENT, LLC
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GEODE CAPITAL MANAGEMENT, LLC
(CRD# 115504)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
May 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$368.1 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
3%
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GEODE CAPITAL MANAGEMENT, LLC
also reported in
Mar 2019
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98
employees,
with
42
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GEODE CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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GEODE CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
MA-Mar 2003
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