GALLIARD CAPITAL MANAGEMENT INC
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GALLIARD CAPITAL MANAGEMENT INC
(CRD# 106487)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Minneapolis, MN.
The SEC approved the firm to operate as an RIA in
Aug 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$91.9 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
29%
of RAUM.
Non-US investors represent
0%
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GALLIARD CAPITAL MANAGEMENT INC
also reported in
Mar 2019
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108
employees,
with
39
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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GALLIARD CAPITAL MANAGEMENT INC has one or more disclosure events currently on file with the SEC.
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GALLIARD CAPITAL MANAGEMENT INC has Notice Filings with the following State Securities Authorities: CA-Jan 2007, CT-Jan 2007, DC-Mar 2015, FL-Jan 2007, GA-Jan 2007
, IA-Mar 2010, IL-Jan 2007, IN-Mar 2015, KS-Mar 2016, KY-Mar 2010
, MA-Jan 2007, MD-Jan 2007, MI-Jan 2007, MN-Sep 1995, MO-Mar 2015
, NC-Mar 2010, NE-Mar 2016, NH-Mar 2016, NJ-Jan 2008, NY-Mar 2007
, OH-Mar 2011, PA-Mar 2010, RI-Jan 2007, VA-Jan 2007, WI-Jan 2007
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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