FRANKLIN ADVISERS, INC.
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FRANKLIN ADVISERS, INC.
(CRD# 104517)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Mateo, CA.
The SEC approved the firm to operate as an RIA in
Jan 1986.
In
Feb 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$435.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
18%
of RAUM.
Non-US investors represent
22%
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FRANKLIN ADVISERS, INC.
also reported in
Feb 2019
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213
employees,
with
173
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FRANKLIN ADVISERS, INC. has no disclosure events reported to the SEC at this time.
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FRANKLIN ADVISERS, INC. has Notice Filings with the following State Securities Authorities: CA-Feb 1986, CT-Dec 2013, DE-Dec 2018, FL-Dec 2014, NH-Dec 20
, TX-Dec 2013
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