FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
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FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
(CRD# 108559)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Feb 1999.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$78.3 Billion,
with discretion over
72%
of those assets.
Pooled investment vehicles (Private Funds) account for
7%
of RAUM.
Non-US investors represent
1%
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FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
also reported in
Mar 2019
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604
employees,
with
283
performing advisory functions.
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A total of 21 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. has one or more disclosure events currently on file with the SEC.
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FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
AK-Jan 2001, AL-Apr 1991, AR-Jan 2001, AZ-May 1997, CA-Apr 1999
, CO-Jan 2001, CT-Dec 1998, DC-Mar 2001, DE-Oct 1993, FL-Jan 1991
, GA-Jan 1995, HI-Oct 2004, IA-Apr 2002, ID-Mar 2002, IL-Apr 1999
, IN-Sep 1996, KS-Mar 2002, KY-Mar 2002, LA-Oct 2001, MA-Apr 1994
, MD-Nov 1990, ME-Sep 1996, MI-Apr 1998, MN-Nov 1990, MO-Mar 2002
, MS-Mar 2002, MT-Mar 2005, NC-Mar 2001, ND-Mar 2013, NE-Mar 2013
, NH-Feb 1991, NJ-Jan 1994, NM-Mar 2002, NV-Dec 1990, NY-Oct 1990
, OH-Jan 2001, OK-Jun 2002, OR-Jul 1991, PA-Dec 1990, RI-Jan 1993
, SC-Mar 2002, SD-Mar 2002, TN-Nov 1990, TX-Mar 1999, UT-Mar 2002
, VA-Oct 1990, VT-Jan 1995, WA-Mar 2002, WI-May 1993, WV-Jan 2001
, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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