FEDERATED INVESTMENT COUNSELING
|
|
FEDERATED INVESTMENT COUNSELING
(CRD# 105325)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Pittsburgh, PA.
The SEC approved the firm to operate as an RIA in
Jun 1989.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$98.5 Billion,
with discretion over
77%
of those assets.
Pooled investment vehicles (Private Funds) account for
15%
of RAUM.
Non-US investors represent
12%
.
|
|
FEDERATED INVESTMENT COUNSELING
also reported in
Mar 2019
-
178
employees,
with
119
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
FEDERATED INVESTMENT COUNSELING has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
FEDERATED INVESTMENT COUNSELING has Notice Filings with the following State Securities Authorities: AK-Nov 1992, AL-May 2000, AR-Nov 1993, AZ-Aug 1994, CA-Apr 1994
, CO-Mar 2015, CT-Dec 1997, DC-Feb 1994, DE-Aug 2003, FL-May 1989
, GA-Jul 1992, HI-Jan 1995, IA-Jun 2000, ID-Jan 1994, IL-Aug 1989
, IN-Feb 2001, KS-Sep 1993, KY-Jul 1993, LA-Oct 2001, MA-Apr 1994
, MD-Oct 1993, ME-Jan 1994, MI-Dec 1997, MN-Jan 2001, MO-Mar 1994
, MS-Sep 1997, MT-Jan 1998, NC-Jan 2001, ND-Feb 1994, NE-Feb 1994
, NH-Sep 1973, NJ-Apr 1994, NM-Mar 1994, NV-Nov 1993, NY-Aug 1993
, OH-May 2000, OK-Jan 1998, OR-Jan 1997, PA-Aug 1989, PR-Sep 2005
, RI-Feb 1994, SC-Jan 2001, SD-Dec 1993, TN-Jan 1990, TX-Jul 1989
, UT-Jan 1994, VA-Jul 1989, VI-Jun 2016, VT-Nov 1994, WA-Feb 1994
, WI-May 2000, WV-Aug 1993, WY-Jul 2017
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
