ENVESTNET | PMC
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ENVESTNET | PMC
(CRD# 111694)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Feb 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$126.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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ENVESTNET | PMC
also reported in
Mar 2019
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671
employees,
all of whom perform advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ENVESTNET | PMC has no disclosure events reported to the SEC at this time.
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ENVESTNET | PMC has Notice Filings with the following State Securities Authorities: AK-May 2002, AL-May 2002, AR-May 2002, AZ-Jan 2002, CA- CO-Sep 2001, CT-May 2002, DC-May 2002, DE-Jun 2003, FL-<
, GA-Sep 2001, HI-May 2002, IA-Sep 2001, ID-May 2002, IL-<
, IN-Sep 2001, KS-Sep 2001, KY-Sep 2001, LA-May 2002, MA-<
, MD-May 2002, ME-May 2002, MI-Sep 2001, MN-May 2002, MO-<
, MS-May 2002, MT-May 2002, NC-Feb 2002, ND-May 2002, NE-<
, NH-Sep 2001, NJ-May 2002, NM-May 2002, NV-May 2002, NY-<
, OH-Sep 2001, OK-Mar 2002, OR-May 2002, PA-Apr 2002, PR-<
, RI-May 2002, SC-May 2002, SD-May 2002, TN-Jan 2002, TX-<
, UT-May 2002, VA-Sep 2001, VI-Jul 2010, VT-Jun 2000, WA-<
, WI-Jan 2002, WV-May 2002, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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