EDWARD JONES
|
|
EDWARD JONES
(CRD# 250)
is an SEC-Registered Investment Advisor (RIA), headquartered in
St. Louis, MO.
The SEC approved the firm to operate as an RIA in
Oct 1963.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$329.0 Billion,
with discretion over
51%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
EDWARD JONES
also reported in
Mar 2019
-
23408
employees,
with
17661
performing advisory functions.
-
A total of 13587 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
EDWARD JONES has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
EDWARD JONES has Notice Filings with the following State Securities Authorities:
AK-Feb 1997, AL-Nov 2000, AR-Jun 1992, AZ-Aug 1994, CA- CO-Apr 1999, CT-Dec 1997, DC-Mar 2007, DE-Jun 2003, FL-<
, GA-Jan 1994, HI-Apr 1995, IA-Apr 1999, ID-Mar 1992, IL-<
, IN-Nov 2000, KS-Nov 1961, KY-May 1991, LA-Oct 2001, MA-<
, MD-Dec 1994, ME-Mar 1993, MI-Mar 1999, MN-Sep 1992, MO-<
, MS-Oct 2000, MT-Dec 1997, NC-Oct 2000, ND-Feb 1992, NE-<
, NH-Sep 1994, NJ-Feb 1994, NM-Apr 1991, NV-Jan 1993, NY-<
, OH-Apr 1999, OK-Jan 1998, OR-Mar 2001, PA-Feb 1990, PR-<
, RI-Aug 1992, SC-Apr 1992, SD-May 1983, TN-Jul 1998, TX-<
, UT-Apr 1992, VA-Dec 1997, VI-Jan 2009, VT-Nov 1994, WA-<
, WI-Mar 1998, WV-Apr 1992, WY-Jul 2017
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
