EAGLE ASSET MANAGEMENT INC
|
|
EAGLE ASSET MANAGEMENT INC
(CRD# 110653)
is an SEC-Registered Investment Advisor (RIA), headquartered in
St. Petersburg, FL.
The SEC approved the firm to operate as an RIA in
Apr 1984.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$29.8 Billion,
with discretion over
85%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
2%
.
|
|
EAGLE ASSET MANAGEMENT INC
also reported in
Jan 2019
-
120
employees,
with
90
performing advisory functions.
-
A total of 4 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
EAGLE ASSET MANAGEMENT INC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
EAGLE ASSET MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Jul 1987, AL-May 1991, AR-Mar 1985, AZ-Sep 1994, CA-Nov 19
, CO-Nov 2005, CT-Jul 1997, DC-Feb 1994, DE-Jul 1984, FL-Sep 1
, GA-Apr 1989, HI-Mar 1987, IA-Jan 1999, ID-Jul 1986, IL-Sep 1
, IN-Apr 1986, KS-Sep 1984, KY-Sep 1984, LA-Oct 2001, MA-Nov 2
, MD-Jan 1991, ME-Jan 1998, MI-Jan 1998, MN-Mar 1985, MO-Sep 1
, MS-Dec 1997, MT-Aug 1984, NC-May 2001, ND-Dec 1994, NE-Aug 1
, NH-Sep 1984, NJ-Sep 1984, NM-Oct 1984, NV-Nov 1990, NY-Aug 1
, OH-Nov 1999, OK-Jan 1998, OR-Oct 1984, PA-Jan 1985, PR-Feb 1
, RI-Jan 1993, SC-Sep 1984, SD-Apr 1985, TN-Sep 1984, TX-Nov 1
, UT-Dec 1990, VA-Jul 1990, VT-Nov 1994, WA-Oct 1984, WI-May 1
, WV-Jun 1985
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
