DWS INVESTMENT MANAGEMENT AMERICAS, INC.
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DWS INVESTMENT MANAGEMENT AMERICAS, INC.
(CRD# 104518)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Nov 1940.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$179.3 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
7%
of RAUM.
Non-US investors represent
33%
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DWS INVESTMENT MANAGEMENT AMERICAS, INC.
also reported in
Mar 2019
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511
employees,
with
206
performing advisory functions.
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A total of 6 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DWS INVESTMENT MANAGEMENT AMERICAS, INC. has one or more disclosure events currently on file with the SEC.
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DWS INVESTMENT MANAGEMENT AMERICAS, INC. has Notice Filings with the following State Securities Authorities: <
AK-Mar 2001, AL-Dec 2000, AR-Jan 1974, AZ-Aug 1994, CA-Jul 1985
, CO-Jan 1999, CT-Sep 1997, DC-Jan 1994, DE-Aug 2003, FL-Sep 1969
, GA-Jan 1989, HI-Oct 1998, IA-Jan 1999, ID-May 1992, IL-Aug 1985
, IN-Nov 2000, KS-Sep 1980, KY-Sep 1973, LA-Oct 2001, MA-Jan 2003
, MD-Oct 1990, ME-Jan 1998, MI-Oct 2000, MN-Oct 1973, MO-Dec 1979
, MS-Nov 1997, MT-Feb 1998, NC-Oct 2000, ND-Sep 1974, NE-Jun 2000
, NH-Jul 1982, NJ-Jan 1961, NM-Feb 1992, NV-Dec 1990, NY-Dec 1973
, OH-Jul 1999, OK-Jan 1998, OR-Jul 1985, PA-Aug 1985, PR-Jul 1974
, RI-Jan 1994, SC-Oct 2000, SD-Nov 1998, TN-Jul 1971, TX-Nov 1998
, UT-Jan 1995, VA-Sep 1997, VT-Jan 1995, WA-Jan 1973, WI-Jan 1979
, WV-Aug 1974, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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