DODGE & COX
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DODGE & COX
(CRD# 104596)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Francisco, CA.
The SEC approved the firm to operate as an RIA in
Mar 1959.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$285.9 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
2%
.
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DODGE & COX
also reported in
Mar 2019
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248
employees,
with
88
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DODGE & COX has no disclosure events reported to the SEC at this time.
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DODGE & COX has Notice Filings with the following State Securities Authorities:
AZ-Mar 2016, CA-Jan 1970, CO-Mar 2016, CT-Mar 2011, DC- DE-Nov 2005, FL-Jan 2002, GA-Mar 2016, HI-Mar 2007, IA-<
, ID-Mar 2016, IL-May 1998, IN-Mar 2016, KY-Mar 2016, LA-<
, MA-Mar 2016, MD-Dec 2001, ME-Mar 2018, MI-Mar 2016, MN-<
, MO-Mar 2016, MT-Mar 2016, NC-Mar 2016, NE-Mar 2016, NJ-<
, NM-Mar 2016, NV-Nov 1990, NY-Jan 2003, OH-Mar 2016, OK-<
, OR-Oct 1974, PA-Aug 2002, SC-Mar 2016, TX-May 1980, UT-<
, VA-Mar 2016, VT-Mar 2016, WA-Mar 1999, WI-Mar 2016, WV-<
, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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