DIMENSIONAL FUND ADVISORS LP
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DIMENSIONAL FUND ADVISORS LP
(CRD# 106482)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Austin, TX.
The SEC approved the firm to operate as an RIA in
Aug 1981.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$569.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
11%
of RAUM.
Non-US investors represent
13%
.
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DIMENSIONAL FUND ADVISORS LP
also reported in
Mar 2019
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1001
employees,
with
353
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DIMENSIONAL FUND ADVISORS LP has no disclosure events reported to the SEC at this time.
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DIMENSIONAL FUND ADVISORS LP has Notice Filings with the following State Securities Authorities:
AK-Apr 2013, AL-Apr 2013, AR-Apr 2013, AZ-Apr 2013, CA-Sep 1984
, CO-Apr 2013, CT-Apr 2013, DC-Apr 2013, DE-Apr 2013, FL-Apr 2013
, GA-Apr 2013, HI-Apr 2013, IA-Apr 2013, ID-Apr 2013, IL-Apr 2013
, IN-Apr 2013, KS-Apr 2013, KY-Apr 2013, LA-Apr 2013, MA-Apr 2013
, MD-Apr 2013, ME-Apr 2013, MI-Apr 2013, MN-Apr 2013, MO-Apr 2013
, MS-Apr 2013, MT-Apr 2013, NC-Apr 2013, ND-Apr 2013, NE-Apr 2013
, NH-Apr 2013, NJ-Apr 2013, NM-Apr 2013, NV-Apr 2013, NY-Apr 2013
, OH-Apr 2013, OK-Apr 2013, OR-Apr 2013, PA-Apr 2013, PR-Apr 2013
, RI-Apr 2013, SC-Apr 2013, SD-Apr 2013, TN-Apr 2013, TX-Aug 2006
, UT-Apr 2013, VA-Apr 2013, VI-Apr 2013, VT-Apr 2013, WA-Apr 2013
, WI-Apr 2013, WV-Apr 2013, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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