DFA AUSTRALIA LIMITED
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DFA AUSTRALIA LIMITED
(CRD# 107621)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Sydney, Australia.
The SEC approved the firm to operate as an RIA in
Dec 1994.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$219.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
3%
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DFA AUSTRALIA LIMITED
also reported in
Mar 2019
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93
employees,
with
42
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DFA AUSTRALIA LIMITED has no disclosure events reported to the SEC at this time.
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DFA AUSTRALIA LIMITED has Notice Filings with the following State Securities Authorities:
TX-Apr 2013
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