DAIWA SB INVESTMENTS LTD
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DAIWA SB INVESTMENTS LTD
(CRD# 110077)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chiyoda-Ku, Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Jul 1979.
In
Feb 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$56.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
56%
of RAUM.
Non-US investors represent
0%
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DAIWA SB INVESTMENTS LTD
also reported in
Feb 2019
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376
employees,
with
99
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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DAIWA SB INVESTMENTS LTD has no disclosure events reported to the SEC at this time.
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DAIWA SB INVESTMENTS LTD has No Notice Filings with State Securities Authorities.
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