CREDIT SUISSE ASSET MANAGEMENT, LLC
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CREDIT SUISSE ASSET MANAGEMENT, LLC
(CRD# 106012)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Aug 1990.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$71.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
66%
of RAUM.
Non-US investors represent
72%
.
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CREDIT SUISSE ASSET MANAGEMENT, LLC
also reported in
Mar 2019
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330
employees,
with
100
performing advisory functions.
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A total of 3 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CREDIT SUISSE ASSET MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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CREDIT SUISSE ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Mar 2001, AL-Aug 1995, AR-Oct 1995, AZ-Sep 1995, CA-Oct 1990
, CO-Dec 1999, CT-Jun 1997, DC-Mar 2001, DE-Aug 2003, FL-Jul 1995
, GA-Mar 2001, HI-Jan 2000, IA-Aug 1999, ID-Feb 1996, IL-Aug 1995
, IN-Mar 2001, KS-Mar 2001, KY-Mar 2001, LA-Mar 2001, MA-Mar 2001
, MD-Mar 2001, ME-Mar 2001, MI-Mar 2001, MN-Mar 2001, MO-Mar 1996
, MS-Dec 1997, MT-Mar 2001, NC-Mar 2001, ND-Mar 2001, NE-Jul 1998
, NH-Mar 2001, NJ-Mar 2001, NM-Mar 2001, NV-Aug 1995, NY-Mar 2001
, OH-Mar 2001, OK-Jan 1998, OR-Mar 2001, PA-Feb 2000, PR-Aug 1995
, RI-Mar 2001, SC-Mar 2001, SD-Mar 2001, TN-Jul 1997, TX-Jan 2000
, UT-Jul 1995, VA-Jul 1990, VT-Aug 1995, WA-Aug 1995, WI-Oct 1990
, WV-Aug 1995
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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