CREATIVE PLANNING
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CREATIVE PLANNING
(CRD# 105348)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Overland Park, KS.
The SEC approved the firm to operate as an RIA in
Mar 1983.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$36.5 Billion,
with discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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CREATIVE PLANNING
also reported in
Mar 2019
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464
employees,
with
344
performing advisory functions.
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A total of 28 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CREATIVE PLANNING has one or more disclosure events currently on file with the SEC.
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CREATIVE PLANNING has Notice Filings with the following State Securities Authorities:
AK-Jan 2010, AL-Jan 2011, AR-Sep 2009, AZ-Feb 2006, CA- CO-Feb 2006, CT-Jun 2011, DC-Jul 2011, DE-Jul 2011, FL-<
, GA-Mar 2011, HI-Mar 2011, IA-May 2005, ID-Jan 2010, IL-<
, IN-Apr 2010, KS-Aug 1983, KY-Apr 2010, LA-Mar 2011, MA-<
, MD-Jul 2011, ME-Apr 2011, MI-Mar 2011, MN-Jan 2010, MO-<
, MS-Mar 2011, MT-Nov 2009, NC-Feb 2011, ND-Jan 2010, NE-<
, NH-Jul 2011, NJ-Aug 2011, NM-Jan 2010, NV-Jan 2010, NY-<
, OH-Feb 2006, OK-Jan 2010, OR-Jan 2010, PA-Jul 2011, PR-<
, RI-Jul 2011, SC-Mar 2011, SD-Jan 2010, TN-Apr 2010, TX-<
, UT-Jan 2010, VA-Mar 2011, VI-Mar 2011, VT-Jul 2011, WA-<
, WI-Aug 2010, WV-Mar 2011, WY-Apr 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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