CONNING, INC.
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CONNING, INC.
(CRD# 107423)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hartford, CT.
The SEC approved the firm to operate as an RIA in
Mar 1983.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$74.2 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
24%
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CONNING, INC.
also reported in
Mar 2019
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260
employees,
with
230
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CONNING, INC. has one or more disclosure events currently on file with the SEC.
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CONNING, INC. has Notice Filings with the following State Securities Authorities:
CT-Jul 1997, LA-Sep 2005, NY-Jun 2014, OH-Jan 2017
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from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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