COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
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COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
(CRD# 108257)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Dec 1985.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$323.1 Billion,
with discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
10%
.
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COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
also reported in
Mar 2019
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1030
employees,
with
381
performing advisory functions.
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A total of 10 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC has no disclosure events reported to the SEC at this time.
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COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC has Notice Filings with the following State Securities Authorities:
AK-Apr 2005, AL-Mar 2005, AR-Apr 2005, AZ-Mar 2005, CA-Jun 1999
, CO-Mar 2005, CT-Mar 2005, DC-Mar 2005, DE-Apr 2005, FL-Jun 1999
, GA-Apr 2002, HI-Mar 2005, IA-Jun 1999, ID-Mar 2005, IL-Apr 2005
, IN-Feb 2001, KS-Mar 2005, KY-Mar 2005, LA-Mar 2005, MA-Jun 1999
, MD-Jan 2003, ME-Mar 2005, MI-Mar 2005, MN-Dec 1987, MO-Mar 2005
, MS-Mar 2005, MT-Mar 2005, NC-Mar 2005, ND-Mar 2005, NE-Mar 2005
, NH-Apr 1998, NJ-Apr 2005, NM-Mar 2005, NV-Mar 2005, NY-May 1996
, OH-Aug 1999, OK-Mar 2005, OR-Mar 2005, PA-Mar 2005, PR-Dec 2008
, RI-Mar 2005, SC-Mar 2005, SD-Mar 2005, TN-Mar 2005, TX-Mar 2005
, UT-Mar 2005, VA-Mar 2005, VI-Dec 2008, VT-Mar 1999, WA-Mar 2005
, WI-Mar 2005, WV-Mar 2005, WY-Jan 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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