COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT
|
COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT
(CRD# 160034)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Sydney Nsw, Australia.
The SEC approved the firm to operate as an RIA in
Jan 2012.
In
Feb 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$70.8 Billion,
with discretion over
100%
of those assets.
 
Pooled investment vehicles (Private Funds) account for
54%
of RAUM.
 
Non-US investors represent
97%
.  
|
|
COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT
also reported in
Feb 2019
-
219
employees,
with
71
performing advisory functions.
-
A total of 3 office locations.
-
Registration with one or more foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT has one or more disclosure events currently on file with the SEC.
|
|
|
|

|
|

|
|
COLONIAL FIRST STATE GLOBAL ASSET MANAGEMENT has No Notice Filings with State Securities Authorities.
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|

|
|
|

|
|