CAUSEWAY CAPITAL MANAGEMENT LLC
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CAUSEWAY CAPITAL MANAGEMENT LLC
(CRD# 113308)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Jun 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$48.7 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
11%
of RAUM.
Non-US investors represent
29%
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CAUSEWAY CAPITAL MANAGEMENT LLC
also reported in
Mar 2019
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83
employees,
with
34
performing advisory functions.
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A total of 3 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CAUSEWAY CAPITAL MANAGEMENT LLC has one or more disclosure events currently on file with the SEC.
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CAUSEWAY CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2019, AL-Mar 2019, AR-Mar 2019, AZ-Mar 2019, CA-Jun 2001
, CO-Mar 2019, CT-Mar 2019, DC-Mar 2019, DE-Mar 2019, FL-Mar 2019
, GA-Mar 2019, HI-Mar 2019, IA-Mar 2019, ID-Mar 2019, IL-Mar 2019
, IN-Mar 2019, KS-Mar 2019, KY-Mar 2019, LA-Mar 2019, MA-Mar 2019
, MD-Mar 2019, ME-Mar 2019, MI-Mar 2019, MN-Mar 2019, MO-Mar 2019
, MS-Mar 2019, MT-Mar 2019, NC-Mar 2019, ND-Mar 2019, NE-Mar 2019
, NH-Mar 2019, NJ-Mar 2019, NM-Mar 2019, NV-Mar 2019, NY-Mar 2019
, OH-Mar 2019, OK-Mar 2019, OR-Mar 2019, PA-Mar 2003, PR-Apr 2013
, RI-Mar 2019, SC-Mar 2019, SD-Mar 2019, TN-Mar 2019, TX-Jul 2001
, UT-Mar 2019, VA-Mar 2019, VI-Mar 2019, VT-Mar 2019, WA-Mar 2019
, WI-Mar 2019, WV-Mar 2019, WY-Mar 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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