CAPTRUST
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CAPTRUST
(CRD# 175112)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Raleigh, NC.
The SEC approved the firm to operate as an RIA in
Jul 2003.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$289.7 Billion,
with discretion over
10%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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CAPTRUST
also reported in
Mar 2019
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515
employees,
with
239
performing advisory functions.
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A total of 35 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CAPTRUST has no disclosure events reported to the SEC at this time.
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CAPTRUST has Notice Filings with the following State Securities Authorities:
AK-Mar 2018, AL-Sep 2007, AR-Mar 2009, AZ-Sep 2007, CA- CO-Apr 2009, CT-Feb 2008, DC-May 2007, DE-Mar 2012, FL-<
, GA-Jul 2003, HI-Sep 2011, IA-Jan 2011, ID-Dec 2017, IL-<
, IN-Mar 2008, KS-Mar 2009, KY-May 2007, LA-Jul 2003, MA-<
, MD-May 2007, ME-Dec 2006, MI-May 2007, MN-Mar 2009, MO-<
, MS-Jul 2003, MT-Dec 2017, NC-Jul 2003, ND-Apr 2018, NE-<
, NH-May 2007, NJ-Sep 2003, NM-Nov 2013, NV-Mar 2010, NY-<
, OH-May 2007, OK-Mar 2012, OR-Apr 2018, PA-Jan 2007, RI-<
, SC-Jul 2003, SD-Jul 2017, TN-May 2007, TX-Aug 2003, UT-<
, VA-Jul 2003, VT-May 2007, WA-Mar 2009, WI-Mar 2008, WV-<
, WY-Jul 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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