CAPITAL GUARDIAN TRUST COMPANY
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CAPITAL GUARDIAN TRUST COMPANY
(CRD# 108236)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Apr 2001.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$45.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
17%
of RAUM.
Non-US investors represent
10%
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CAPITAL GUARDIAN TRUST COMPANY
also reported in
Jan 2019
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8
employees,
with
3
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CAPITAL GUARDIAN TRUST COMPANY has no disclosure events reported to the SEC at this time.
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CAPITAL GUARDIAN TRUST COMPANY has Notice Filings with the following State Securities Authorities: AK-May 2001, AL-Apr 2001, AR-May 2001, AZ-Apr 2001, CA-Apr 2001
, CO-Apr 2001, CT-Apr 2001, DC-Apr 2001, DE-Apr 2001, FL-Apr 2001
, GA-Apr 2001, HI-Apr 2001, IA-Apr 2001, ID-Apr 2001, IL-Jul 2001
, IN-Apr 2001, KS-Apr 2001, KY-Apr 2001, LA-Apr 2001, MA-Apr 2001
, MD-Apr 2001, ME-Apr 2001, MI-Apr 2001, MN-Apr 2001, MO-Apr 2001
, MS-Apr 2001, MT-Apr 2001, NC-Apr 2001, ND-Apr 2001, NE-Apr 2001
, NH-Apr 2001, NJ-Apr 2001, NM-Apr 2001, NV-Apr 2001, NY-Apr 2001
, OH-Apr 2001, OK-Jun 2001, OR-Apr 2001, PA-Apr 2001, RI-Apr 2001
, SC-Apr 2001, SD-Apr 2001, TN-Oct 2001, TX-Jun 2001, UT-May 2001
, VA-Apr 2001, VT-Apr 2001, WA-Apr 2001, WI-Apr 2001, WV-Apr 2001
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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