CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
(CRD# 134139)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Fairfield, IA.
The SEC approved the firm to operate as an RIA in
Feb 2005.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$44.3 Billion,
with discretion over
86%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
also reported in
Mar 2019
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2857
employees,
with
2822
performing advisory functions.
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A total of 1729 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. has one or more disclosure events currently on file with the SEC.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
AK-Mar 2005, AL-Mar 2005, AR-Mar 2005, AZ-Mar 2005, CA-Mar 2005
, CO-Mar 2005, CT-Mar 2005, DC-Mar 2005, DE-Mar 2005, FL-Mar 2005
, GA-Mar 2005, HI-Mar 2005, IA-Mar 2005, ID-Mar 2005, IL-Mar 2005
, IN-Mar 2005, KS-Mar 2005, KY-Mar 2005, LA-Mar 2005, MA-Apr 2013
, MD-Mar 2005, ME-Mar 2005, MI-Mar 2005, MN-Mar 2005, MO-Mar 2005
, MS-Mar 2005, MT-Mar 2005, NC-Mar 2005, ND-Mar 2005, NE-Mar 2005
, NH-Mar 2005, NJ-Apr 2005, NM-Mar 2005, NV-Mar 2005, NY-Mar 2005
, OH-Mar 2005, OK-Mar 2005, OR-Mar 2005, PA-Mar 2005, PR-Nov 2009
, RI-Mar 2005, SC-Mar 2005, SD-Mar 2005, TN-Mar 2005, TX-Mar 2005
, UT-Mar 2005, VA-Mar 2005, VI-Apr 2011, VT-Mar 2005, WA-Mar 2005
, WI-Mar 2005, WV-Mar 2005, WY-Jul 2017
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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