BUCK
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BUCK
(CRD# 108695)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 1999.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$31.1 Billion,
with discretion over
7%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BUCK
also reported in
Mar 2019
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600
employees,
with
15
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BUCK has no disclosure events reported to the SEC at this time.
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BUCK has Notice Filings with the following State Securities Authorities:
AK-Nov 2003, AL-Nov 2003, AR-Nov 2003, AZ-Nov 2003, CA- CO-Mar 2002, CT-Nov 2003, DC-Mar 2002, DE-Jan 2004, FL-<
, GA-Nov 2003, HI-Nov 2003, IA-Nov 2003, ID-Nov 2003, IL-<
, IN-Nov 2003, KS-Nov 2003, KY-Nov 2003, LA-Nov 2003, MA-<
, MD-Nov 2003, ME-Nov 2003, MI-Nov 2003, MN-Nov 2003, MO-<
, MS-Nov 2003, MT-Nov 2003, NC-Nov 2003, ND-Nov 2003, NE-<
, NH-Nov 2003, NJ-Nov 2003, NM-Nov 2003, NV-Nov 2003, NY-<
, OH-Mar 2002, OK-Nov 2003, OR-Nov 2003, PA-Nov 2003, PR-<
, RI-Nov 2003, SC-Nov 2003, SD-Nov 2003, TN-Nov 2003, TX-<
, UT-Nov 2003, VA-Nov 2003, VI-Jan 2011, VT-Nov 2003, WA-<
, WI-Nov 2003, WV-Nov 2003
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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