BROWN ADVISORY
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BROWN ADVISORY
(CRD# 110181)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Baltimore, MD.
The SEC approved the firm to operate as an RIA in
Jun 1991.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$47.6 Billion,
with discretion over
90%
of those assets.
Pooled investment vehicles (Private Funds) account for
5%
of RAUM.
Non-US investors represent
10%
.
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BROWN ADVISORY
also reported in
Mar 2019
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501
employees,
with
165
performing advisory functions.
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A total of 11 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BROWN ADVISORY has no disclosure events reported to the SEC at this time.
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BROWN ADVISORY has Notice Filings with the following State Securities Authorities: AL-Mar 2012, AZ-Mar 2012, CA-Mar 2003, CO-Mar 2012, CT- DC-Jan 1994, DE-Mar 2012, FL-Sep 1996, GA-Mar 2012, IA-<
, ID-Mar 2017, IL-Mar 2012, IN-Mar 2019, KY-Mar 2017, LA-<
, MA-Mar 2011, MD-Oct 1991, ME-Mar 2012, MI-Mar 2012, MN-<
, MO-Mar 2012, NC-Mar 2012, ND-Mar 2019, NE-Mar 2012, NH-<
, NJ-Apr 2012, NM-Mar 2015, NV-Mar 2012, NY-Jan 2004, OH-<
, OR-Mar 2019, PA-Mar 2012, RI-Mar 2012, SC-Mar 2012, TN-<
, TX-Jan 1999, UT-Mar 2012, VA-Sep 1996, VT-Jan 2005, WA-<
, WI-Mar 2012, WV-Mar 2012, WY-Mar 2019
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
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for errors or omissions. Please note
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