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BROOKFIELD ASSET MANAGEMENT PIC US, LLC
BROOKFIELD ASSET MANAGEMENT PIC US, LLC (CRD# 151599) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Dec 2010. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $75.7 Billion, with discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 15% .  
 
BROOKFIELD ASSET MANAGEMENT PIC US, LLC files an umbrella registration with the SEC. The firm also reported in Mar 2019
  • 754 employees, all of whom perform advisory functions.
  • A total of 25 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BROOKFIELD ASSET MANAGEMENT PIC US, LLC has one or more disclosure events currently on file with the SEC.
 

View BROOKFIELD ASSET MANAGEMENT PIC US, LLC's most recent Form ADV filing
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BROOKFIELD ASSET MANAGEMENT PIC US, LLC has Notice Filings with the following State Securities Authorities: NY-Mar 2019


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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