BRECKINRIDGE CAPITAL ADVISORS INC
|
|
BRECKINRIDGE CAPITAL ADVISORS INC
(CRD# 107143)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Boston, MA.
The SEC approved the firm to operate as an RIA in
Apr 1993.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$36.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
BRECKINRIDGE CAPITAL ADVISORS INC
also reported in
Mar 2019
-
75
employees,
with
33
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
BRECKINRIDGE CAPITAL ADVISORS INC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
BRECKINRIDGE CAPITAL ADVISORS INC has Notice Filings with the following State Securities Authorities:
AK-Mar 2015, AL-Aug 1998, AR-Jan 2007, AZ-Mar 2003, CA-Mar 1999
, CO-Mar 2003, CT-Mar 2003, DC-Mar 2003, DE-Mar 2003, FL-May 2000
, GA-May 2000, HI-Feb 2011, IA-Feb 2009, ID-Mar 2013, IL-Feb 2001
, IN-Feb 2001, KS-Feb 2009, KY-Feb 2011, LA-Mar 2003, MA-Apr 1994
, MD-Feb 2001, ME-Feb 2011, MI-Mar 2003, MN-Apr 2003, MO-Mar 2003
, MS-Mar 2004, MT-Feb 2011, NC-Mar 2003, ND-Mar 2017, NE-Mar 2005
, NH-Mar 2003, NJ-Apr 2003, NM-Jan 2007, NV-Mar 2003, NY-Mar 2003
, OH-Feb 2001, OK-Feb 2011, OR-Jan 2007, PA-Feb 2001, PR-Mar 2017
, RI-Feb 2009, SC-Mar 2004, SD-Feb 2011, TN-Feb 1999, TX-Feb 2002
, UT-Mar 2003, VA-Feb 1999, VI-Mar 2017, VT-Mar 2003, WA-Mar 2003
, WI-Mar 2004, WV-Mar 2006, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
