BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
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BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
(CRD# 110783)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Philadelphia, PA.
The SEC approved the firm to operate as an RIA in
Aug 1986.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$77.5 Billion,
with discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
26%
of RAUM.
Non-US investors represent
50%
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BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
also reported in
Jan 2019
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250
employees,
with
45
performing advisory functions.
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A total of 6 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AK-Dec 1993, AL-Aug 1993, AR-Jan 1994, AZ-Aug 1994, CA-Mar 1993
, CO-Oct 2004, CT-Dec 1997, DC-Nov 1993, DE-Jun 2003, FL-Apr 1993
, GA-Mar 2001, HI-Feb 1995, IA-Jul 2000, ID-Apr 1994, IL-Jun 1993
, IN-Mar 2001, KS-Mar 1994, KY-Dec 1993, LA-Sep 2001, MA-Apr 1994
, MD-Apr 1993, ME-Aug 1993, MI-Jan 1998, MN-Jan 1994, MO-Jun 1993
, MS-Mar 2001, MT-Jan 2001, NC-Mar 2001, ND-Apr 1994, NE-May 1994
, NH-Jan 1992, NJ-Apr 1993, NM-Apr 1994, NV-Jan 1994, NY-Mar 1993
, OH-Jul 2000, OK-Jan 1998, OR-Jun 1993, PA-May 1987, PR-Jun 1994
, RI-May 1994, SC-Jun 1993, SD-Nov 1993, TN-Mar 1998, TX-Jun 1993
, UT-Jan 1994, VA-Mar 1993, VI-Jun 2008, VT-Feb 1995, WA-Dec 1993
, WI-Nov 1993, WV-Feb 1994, WY-Jun 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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