BNY MELLON ASSET MANAGEMENT JAPAN LIMITED
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BNY MELLON ASSET MANAGEMENT JAPAN LIMITED
(CRD# 169829)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chiyoda-Ku, Tokyo, Japan.
The SEC approved the firm to operate as an RIA in
Jan 2014.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$31.0 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
60%
of RAUM.
Non-US investors represent
100%
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BNY MELLON ASSET MANAGEMENT JAPAN LIMITED
also reported in
Mar 2019
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88
employees,
with
15
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BNY MELLON ASSET MANAGEMENT JAPAN LIMITED has one or more disclosure events currently on file with the SEC.
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BNY MELLON ASSET MANAGEMENT JAPAN LIMITED has Notice Filings with the following State Securities Authorities:
CA-Jan 2014, CT-Jan 2014, GA-Jan 2014, IL-Jan 2014, MA-Jan 2014
, MI-Jan 2014, NJ-Feb 2014, NY-Jan 2014, OH-Jan 2014, TX-Jan 2014
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